It has been almost 12 months since the requirement that all accountants who provide services covering Self-Managed Superannuation Funds be appropriately licensed. Accountants could either obtain their own Australian Financial Services (“AFS”) Licence, or be appointed as an Authorised Representative of a licensee with the appropriate authorisations.
Ariel & Associates Pty Ltd invites you to a free briefing to assist you with your obligations as financial services provider.
Attendance at this event will constitute applicable hours towards Continual Professional Development.
As well as providing you with the opportunity to ask any questions you may have, the briefing will cover the following areas:
The limitations of your AFS Licence.
The differences between an AFS Licence and a limited AFS Licence.
The legislative obligations of a Responsible Manager.
What constitutes financial product advice.
Differentiating between financial product advice – personal, general and class of.
Who can act on behalf a licensee.
All things ASIC.
When: tbc
Time: 12.30pm - 1.30pm
Where: Level 26, 1 Bligh Street, Sydney NSW 2000
Cost: Free
Please note that a light lunch will be provided.
For all bookings and enquiries, please contact Jeremy Danon on (02) 8823 3355 or at jeremy@ariel.associates. Please note that attendance is subject to availability.